The Not-So-Great Escape
Lifetime Income Products Debut
New funds, annuity, and online tools from Fidelity
Wealth Management Software Going Into Beta
ASI seeks advisors to test holistic advice product
Nazareth to Leave SEC
Regulator now has two vacancies
FINRA Settles with Morgan Stanley
$9.5 million to be distributed to customers
A Strategy for Up, Down and Sideways Markets
How do you prudently capture as much of the market’s upside as possible for your clients while cushioning the blow of its downside? Learn from Dr. Craig Callahan, founder and president of Icon Advisers, as he explores the benefits of long/short investing, presents the Icon approach to investing, and compares and contrasts long/short mutual funds with hedge funds and other long/short strategies.
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The Affluentialist
Lewis Schiff looks at the Forbes 400 list of the richest Americans and sees some lessons to be learned for advisors and their wealthy clients.
Fast Track
Angie Herbers shares a lesson she learned the hard way—people judge you by your appearance. If you want to be successful and taken seriously, make sure you look the part.
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Melanie Waddell:
Making Compliance Headway
Advisors still don’t know what their annual review should entail
Bob Clark:
Difference of Opinion
A spirited debate about a major issue facing many advisory firms
Olivia Mellan:
Brother and Sister, Where Art Thou?
So you think kids from the same family should all get along great? Oh, brother!