Liberalism in the United States

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This article discusses the history and development of various notions of liberalism in the United States. For the ideology normally identified in the United States today as "liberalism", see Modern liberalism in the United States.

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Liberalism in the United States is a broad political and philosophical mindset, favoring individual liberty, and opposing restrictions on liberty, whether they come from established religion, from government regulation, or from the existing class structure.[1] Liberalism in the United States takes various forms, ranging from classical liberalism to social liberalism to neoliberalism.

The United States Declaration of Independence speaks of "unalienable rights" to "life, liberty, and the pursuit of happiness", which can be identified as ideals of classical liberalism,[2] (though Locke wrote of property as an inalienable right, while Jefferson wrote "the pursuit of happiness") and asserts that government may exist only with the "consent of the governed"; the Preamble to the Constitution enumerates among its purposes to "secure the blessings of liberty to ourselves and our posterity"; the Bill of Rights contains numerous measures guaranteeing individual freedom, both from the authority of the state and from the tyranny of the majority; and the Reconstruction Amendments after the Civil War freed the slaves and aimed to extend to them and to their descendants the same rights as other Americans. [3] "Liberalism" in the sense of John Locke and freedom to acquire property, was a parallel concept. Historians debate how much it contradicted or reinforced republicanism.[4]

The term liberalism in the United States today most often refers to Modern liberalism in the United States, a political current that reached its high-water marks with Franklin Delano Roosevelt's New Deal, and Lyndon Johnson's Great Society. It is a form of social liberalism, combining support for government social programs, progressive taxation, and moderate Keynesianism with a broad concept of rights, which sometimes include a right to education and health care. However, this is by no means the only contemporary American political current that draws heavily on the liberal tradition. Libertarianism is often said to be generally resembling, though not necessarily identical to, American classical liberalism, which advocates the laissez-faire doctrines of political and economic liberalism, equality before the law, individual freedom and self-reliance.

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[edit] Common ground

Liberals share a belief in individual rights, free enterprise, representative democracy, and the rule of law. In this sense, almost all Americans accept liberal ideals, so much so that it is easy to forget how revolutionary these ideals were when the American Constitution was written. Within this broad definition of liberalism, there are several competing philosophies.

Liberalism wagers that a state... can be strong but constrained – strong because constrained... Rights to education and other requirements for human development and security aim to advance the opportunity and personal dignity of minorities and to promote a creative and productive society. To guarantee those rights, liberals have supported a wider social and economic role for the state, counterbalanced by more robust guarantees of civil liberties and a wider social system of checks and balances anchored in an independent press and pluralistic socialist society. - Paul Starr, sociologist at Princeton University, The New Republic, March 2007

[edit] Varieties of liberalism

Liberalism in the United States takes several distinct forms. Modern liberalism, which favors government intervention in some cases, takes a different approach to economics from classical liberalism, which favors a pure free market.

[edit] Classical liberalism

Main article: Classical liberalism

Classical liberalism in the United States (also called laissez-faire liberalism[5]) It believes that a free market economy is the most productive and that religious opinions have no place in politics. It may be represented by Henry David Thoreau's statement "that government is best which governs least." Classical liberalism is a philosophy of individualism and self-responsibility. Classical liberals in the United States believe that if the economy is left to the natural forces of supply and demand, rather than these being determined by government intervention, it results in the most abundant satisfaction of human wants. Modern classical liberals oppose the concept of a welfare state. They also oppose government restriction on individual liberty.

[edit] Modern liberalism

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Herbert Croly (1869 – 1930), philosopher and political theorist, was the first to effectively combine classical liberal theory with progressive philosophy to form what would come to be known as "American" liberalism; Maury Maverick was to summarize the combination as "freedom plus groceries." Croly presented the case for a mixed economy, increased spending on education, and the creation of a society based on the "brotherhood of mankind." Croly founded the periodical The New Republic to present his ideas.

His ideas influenced the political views of both Theodore Roosevelt and Woodrow Wilson. In 1909, Croly published The Promise of American Life, in which he proposed raising the general standard of living by means of economic planning, though he opposed aggressive unionization. In The Techniques of Democracy (1915) he argued against both dogmatic individualism and dogmatic socialism.

[edit] Demographics of Liberals

Liberalism remains most popular among those in academia and liberals commonly tend to be highly educated and relatively affluent. According to recent surveys, between 19 and 26 percent of the American electorate identify as liberal, versus moderate or conservative.[6] A 2004 study by the Pew Research Center identified 19 percent of Americans as liberal. According to the study, liberals were the most affluent and educated ideological demographic. Of those who identified as liberal, 49 percent were college graduates and 41 percent had household incomes exceeding $75,000, compared to 27 and 28 percent at the national average, respectively.[7] Liberalism also remains the dominant political ideology in academia, with 72% of full-time faculty identifying as liberal in a 2004 study.[8] The social sciences and humanities were most liberal, whereas, business and engineering departments were the most conservative. In the 2000, 2004 and 2006 elections, the vast majority of liberals voted in favor of the Democrats, though liberals may also show support for the Greens.[9][10][11]

[Liberals are] Predominantly white (83%), most highly educated group (49% have a college degree or more), and youngest group after Bystanders. Least religious group in typology: 43% report they seldom or never attend religious services; nearly a quarter (22%) are seculars. More than one-third never married (36%). Largest group residing in urban areas (42%) and in the western half the country (34%). Wealthiest Democratic group (41% earn at least $75,000). - Pew Research Center

[edit] Changes in liberalism in the United States

[edit] The New Deal

President Franklin D. Roosevelt (1882 – 1945), came to office in 1933 amid the economic calamity of the Great Depression, offering the nation a New Deal intended to alleviate economic want and joblessness, provide greater opportunities, and restore prosperity. His presidency from 1933 to 1945, the longest in U.S. history, was marked by an increased role for the Federal government in addressing the nation's economic and other problems. Work relief programs provided jobs, ambitious projects such as the Tennessee Valley Authority were created to promote economic development, and a Social Security system was established. The Great Depression dragged on through the 1930s, however, despite the New Deal programs, which met with mixed success in solving the nation's economic problems. Economic progress for minorities was hindered by discrimination, about which the Roosevelt administration did less than subsequent administrations, but more than had been done before. The New Deal provided direct relief for minorities in the 1930s (through the WPA, CCC and other agencies); and, during World War II, executive orders and the FEPC opened millions of new jobs to minorities and forbade discrimination in companies with government contracts. The 1.5 million black veterans in 1945 were fully entitled to generous veteran benefits from the GI Bill on the same basis as everyone else.

The New Deal consisted of three types of programs designed to produce "Relief, Recovery and Reform":

Relief was the immediate effort to help the one-third of the population that was hardest hit by the depression. Roosevelt expanded Hoover's FERA work relief program, and added the Civilian Conservation Corps (CCC), Public Works Administration (PWA), and starting in 1935 the Works Progress Administration (WPA). In 1935 the Social Security Act (SSA) and unemployment insurance programs were added. Separate programs were set up for relief in rural areas, such as the Resettlement Administration and Farm Security Administration.

Recovery was the goal of restoring the economy to pre-depression levels. It involved "pump priming" (deficit spending), dropping the gold standard, efforts to re-inflate farm prices that were too low, and efforts to increase foreign trade. New Deal efforts to help corporate America were chiefly channelled through a Hoover program, the Reconstruction Finance Corporation (RFC).

Reform was based on the assumption that the depression was caused by the inherent instability of the market and that government intervention was necessary to rationalize and stabilize the economy, and to balance the interests of farmers, business and labor. Reform measures included the National Industrial Recovery Act (NIRA), regulation of Wall Street by the Securities Exchange Act (SEA), the Agricultural Adjustment Act (AAA) for farm programs, Federal Deposit Insurance Corporation (FDIC) insurance for bank deposits enacted through the Glass-Steagall Act of 1933, and the National Labor Relations Act (NLRA) (also known as the Wagner Act) dealing with labor-management relations. Despite urgings by some New Dealers, there was no major anti-trust program. Roosevelt opposed socialism (in the sense of state ownership of the means of production), and only one major program, the Tennessee Valley Authority (TVA), involved government ownership of the means of production.

In international affairs, Roosevelt's presidency was dominated by the outbreak of World War II and American entry into the war in 1941. Anticipating the post-war period, Roosevelt strongly supported proposals to create a United Nations organization as a means of encouraging mutual cooperation to solve problems on the international stage. His commitment to internationalist ideals was in the tradition of Woodrow Wilson, architect of the failed League of Nations. [1].

[edit] Liberalism during the Cold War

U.S. liberalism of the Cold War era was the immediate heir to Franklin Delano Roosevelt's New Deal and the slightly more distant heir to the Progressives of the early 20th century.

The essential tenets of Cold War liberalism can be found in Roosevelt's Four Freedoms (1941): of these, freedom of speech and of religion were classic liberal freedoms, as was "freedom from fear" (freedom from tyrannical government), but "freedom from want" was another matter. Roosevelt proposed a notion of freedom that went beyond government non-interference in private lives. "Freedom from want" could justify positive government action to meet economic needs, a concept more associated with the concepts of Lincoln's Republican party, Clay's Whig Party, and Hamilton's economic principles of government intervention and subsidy than the more radical socialism and social democracy of European thinkers or with prior versions of classical liberalism as represented by Jefferson's Republican and Jackson's Democratic party.

Defining itself against both Communism and conservatism, Cold War liberalism resembled earlier "liberalisms" in its views on many social issues and personal liberty, but its economic views were not those of free-market Jeffersonian liberalism; instead, they constituted ideas of American progressive thought rooted in Lincoln, Woodrow Wilson, Theodore Roosevelt which resembled a mild form of European styled social democracy.

Most prominent and constant among the positions of Cold War liberalism were:

  • Support for a domestic economy built on a balance of power between labor (in the form of organized unions) and management (with a tendency to be more interested in large corporations than in small business).
  • A foreign policy focused on containing the Soviet Union and its allies.
  • The continuation and expansion of New Deal social welfare programs (in the broad sense of welfare, including programs such as Social Security).
  • An embrace of Keynesian economics. By way of compromise with political groupings to their right, this often became, in practice military Keynesianism.

In some ways this resembled what in other countries was referred to as social democracy. However, unlike European social democrats, U.S. liberals never endorsed nationalization of industry but regulation for public benefit.

In the 1950s and '60s, both major U.S. political parties included liberal and conservative factions. The Democratic Party had two wings: on the one hand, Northern and Western liberals, on the other generally conservative Southern whites. Difficult to classify were the northern urban Democratic "political machines". The urban machines had supported New Deal economic policies, but would slowly come apart over racial issues. Some historians have divided the Republican Party into liberal Wall Street and conservative Main Street factions; others have noted that the GOP's conservatives came from landlocked states (Robert Taft of Ohio and Barry Goldwater of Arizona) and the liberals tended to come from California (Earl Warren and Paul N. "Pete" McCloskey), New York (see Nelson Rockefeller), and other coastal states.

In the late 1940s, liberals generally did not see Harry S. Truman as one of their own, viewing him as a Democratic Party hack. However, liberal politicians and liberal organizations such as the Americans for Democratic Action (ADA) sided with Truman in opposing Communism both at home and abroad, sometimes at the sacrifice of civil liberties. For example, ADA co-founder and archetypal Cold War liberal Hubert Humphrey unsuccessfully sponsored (in 1950) a Senate bill to establish detention centers where those declared subversive by the President could be held without trial.

Nonetheless, liberals opposed McCarthyism and were central to McCarthy's downfall.

[edit] The liberal consensus

By 1950, the liberal ideology was so intellectually dominant that the literary critic Lionel Trilling could write that "liberalism is not only the dominant but even the sole intellectual tradition... there are no conservative or reactionary ideas in circulation..." [Lapham 2004]

For almost two decades, Cold War liberalism remained the dominant paradigm in U.S. politics, peaking with the landslide victory of Lyndon B. Johnson over Barry Goldwater in the 1964 presidential election. Lyndon Johnson had been a New Deal Democrat in the 1930s and by the 1950s had decided that the Democratic Party had to break from its segregationist past and endorse racial liberalism as well as economic liberalism. In the face of the disastrous defeat of Goldwater, the Republicans accepted more than a few of Johnson's ideas as their own, so to a very real extent, the policies of President Johnson became the policies of the Republican administrations of Richard M. Nixon and Gerald R. Ford.

[edit] Liberals and civil rights

Cold War liberalism emerged at a time when most African Americans were politically and economically disenfranchised. Beginning with To Secure These Rights, an official report issued by the Truman White House in 1947, self-proclaimed liberals increasingly embraced the civil rights movement. In 1948, President Truman desegregated the armed forces and the Democrats inserted a strong civil rights "plank" (paragraph) in the party platform. Legislatively, the civil rights movement would culminate in the passage of the Civil Rights Act of 1964 and the Voting Rights Act of 1965.

During the 1960s, relations between white liberals and the civil rights movement became increasingly strained; civil rights leaders accused liberal politicians of temporizing and procrastinating. Although President Kennedy sent federal troops to compel the University of Mississippi to admit African American James Meredith in 1962, and civil rights leader Martin Luther King, Jr. toned down the March on Washington (1963) at Kennedy's behest, the failure to seat the delegates of the Mississippi Freedom Democratic Party at the 1964 Democratic National Convention indicated a growing rift. President Johnson could not understand why the rather impressive civil rights laws passed under his leadership had failed to immunize Northern and Western cities from rioting. At the same time, the civil rights movement itself was becoming fractured. By 1966, a Black Power movement had emerged; Black Power advocates accused white liberals of trying to control the civil rights agenda. Proponents of Black Power wanted African-Americans to follow an "ethnic model" for obtaining power, not unlike that of Democratic political machines in large cities. This put them on a collision course with urban machine politicians. And, on its most extreme edges, the Black Power movement contained racial separatists who wanted to give up on integration altogether — a program that could not be endorsed by American liberals of any race. The mere existence of such individuals (who always got more media attention than their actual numbers might have warranted) contributed to "white backlash" against liberals and civil rights activists.

[edit] Paleoliberalism

As the civil rights and anti-war protesters of the late 1960s and early 1970s began to organize into a recognizable school of thought known as the New Left, many "anti-Soviet liberals and social democrats in the tradition of Truman, Kennedy, Johnson, Humphrey and Henry ("Scoop") Jackson… preferred to call themselves 'paleoliberals'", according to historian Michael Lind.

Lind also notes that some of these people became neoconservatives. Lind, although paleoliberals such as Peter Beinart exist to this day.

[edit] Liberals and Vietnam

While the civil rights movement isolated liberals from their erstwhile allies, the Vietnam War threw a wedge into the liberal ranks, dividing pro-war "hawks" such as Senator Henry M. Jackson from "doves" such as Senator (and 1972 presidential candidate) George McGovern. As the war became the leading political issue of the day, agreement on domestic matters was not enough to hold the liberal consensus together.

Vietnam could be called a "liberal war", part of the strategy of containment of Soviet Communism. In the 1960 presidential campaign, the liberal Kennedy was more hawkish on Southeast Asia than the more conservative Nixon. Although it can be argued that the war expanded only under the less liberal Johnson, there was enormous continuity of their cabinets.

As opposition to the war grew, a large portion of that opposition came from within liberal ranks. In 1968, the Dump Johnson movement forced Democratic President Johnson out of the race for his own party's nomination for the presidency. Assassination removed Robert Kennedy from contention and Vice President Hubert Humphrey emerged from the disastrous 1968 Democratic National Convention with the presidential nomination of a deeply divided party. The party's right wing had seceded to run Alabama governor George Wallace, and some on the left chose to sit out the election rather than vote for a man so closely associated with the Johnson administration (and with Chicago mayor Richard J. Daley). The result was a narrow victory for Republican Richard Nixon, a man who, although a California native, was largely regarded as from the old Northeast Republican Establishment, and quite liberal in many areas himself. Nixon enacted many liberal policies, including the establishment of the Environmental Protection Agency, establishing the Drug Enforcement Agency, normalizing relations with Communist China, and starting the Strategic Arms Limitation Talks to reduce ballistic missile availability.

[edit] Nixon and the liberal consensus

While the differences between Nixon and the liberals are obvious – the liberal wing of his own party favored politicians like Nelson Rockefeller and William Scranton, and Nixon overtly placed an emphasis on "law and order" over civil liberties, and Nixon's Enemies List was composed largely of liberals – in some ways the continuity of many of Nixon's policies with those of the Kennedy-Johnson years is more remarkable than the differences. Pointing at this continuity, Noam Chomsky has called Nixon, "in many respects the last liberal president." [2]

Although liberals turned increasingly against the Vietnam War, to the point of running the very dovish George McGovern for President in 1972, the war had, as noted above, been of largely liberal origin. Similarly, while many liberals condemned actions such as the Nixon administrations support for the 1973 Chilean coup, it was not entirely dissimilar to the Bay of Pigs Invasion in 1961 or the marine landing in the Dominican Republic in 1965.

The political dominance of the liberal consensus, even into the Nixon years, can best be seen in policies such as the establishment of the Environmental Protection Agency or in Nixon's (failed) proposal to replace the welfare system with a guaranteed annual income by way of a negative income tax. Affirmative action in its most quota-oriented form was a Nixon administration policy. Even the Nixon "War on Drugs" allocated two-thirds of its funds for treatment, a far higher ratio than was to be the case under any subsequent President, Republican or Democrat. Additionally, Nixon's normalization of diplomatic relations with the People's Republic of China and his policy of detente with the Soviet Union were probably more popular with liberals than with his conservative base.

An opposing view, offered by Cass R. Sunstein, in The Second Bill of Rights (Basic Books, 2004, ISBN 0-465-08332-3) argues that Nixon, through his Supreme Court appointments, effectively ended a decades-long expansion under U.S. law of economic rights along the lines of those put forward in the Universal Declaration of Human Rights, adopted in 1948 by the United Nations General Assembly.

[edit] Liberal consensus, 1970 to the present day

During the Nixon years (and through the 1970s), the liberal consensus began to come apart. The alliance with white Southern Democrats had been lost in the Civil Rights era. While the steady enfranchisement of African Americans expanded the electorate to include many new voters sympathetic to liberal views, it was not quite enough to make up for the loss of some Southern Democrats. Organized labor, long a bulwark of the liberal consensus, was past the peak of its power in the U.S. and many unions had remained in favor of the Vietnam War even as liberal politicians increasingly turned against it. Within the Democratic party leadership, there was a turn of moderation after the defeat of arch-liberal George McGovern in 1972.

Meanwhile, in the Republican ranks, a new wing of the party emerged. The libertarian Goldwater Republicans laid the groundwork for, and partially fed in to the Reagan Republicans.[clarify] In 1980, Ronald Reagan was the Republican party's Presidential nominee. More centrist groups such as the Democratic Leadership Council (DLC) were on equal footing with liberals for control of the Democratic Party in this time. The centrist-liberal alliance of the federal level Democrats lasted through the 1980s, but declined in the 1990s when more conservative political figures sided with the Republican party.

Map of the 2004 U.S. presidential election showing popular votes by county as a color scale from (Red) Republican to (Blue) Democrat
Map of the 2004 U.S. presidential election showing popular votes by county as a color scale from (Red) Republican to (Blue) Democrat

In the late 1980s and 1990s, there was a reappearance of politicians who held liberal views. Bill Clinton, then state governor of Arkansas was elected to office in 1992 as the 42nd president of the United States and re-elected in 1996, was the first baby boomer to hold presidential office.

Map of the 2004 U.S. presidential election showing popular votes by county, in which the sizes of counties have been rescaled according to their population.
Map of the 2004 U.S. presidential election showing popular votes by county, in which the sizes of counties have been rescaled according to their population.

The voting maps to the right show the outcome of the 2004 presidential election, before and after the population of each county is taken into account.

[edit] Quotations by the founders of liberalism in the United States

Thomas Paine wrote, "Society in every state is a blessing, but Government, even in its best state, is but a necessary evil." [12]

John Adams wrote, "Liberty cannot be preserved without a general knowledge among the people, who have a right... and a desire to know; but besides this, they have a right, an indisputable, unalienable, indefeasible, divine right to that most dreaded and envied kind of knowledge, I mean of the characters and conduct of their rulers." [13]

Samuel Adams wrote, "Driven from every other corner of the earth, freedom of thought and the right of private judgment in matters of conscience direct their course to this happy country as their last asylum." [14]

Patrick Henry wrote, "That religion, or the duty which we owe to our Creator, and the manner of discharging it, can be directed only by reason and conviction, not by force or violence,; and therefore all men are equally entitled to the free exercise of religion, according to the dictates of conscience; and that it is the mutual duty of all to practice Christian forbearance, love, and charity towards each other. [15]

Thomas Jefferson wrote:
"Were it left to me to have a government with no newspapers, or newspapers with no government, I should not hesitate a moment to prefer the latter." [16]
"Experience declares that man is the only animal which devours his own kind; for I can apply no milder term... to the general prey of the rich upon the poor." [17]
"If a nation expects to be ignorant and free, in a state of civilization, it expects what never was and never will be." [18]

[edit] Some positions associated with liberalism in the United States

  • individual freedom
  • freedom of speech and the press
  • unalienable human and natural rights
  • separation of church and state
  • equality of opportunity for all regardless of race, age, religion, income, sex, sexual orientation, and gender identity
  • the value to society of working people [19]

[edit] Liberal thinkers and leaders in the United States

Some notable figures in the history of modern liberalism in the United States are:

[edit] See also

[edit] References

  1. ^ "Liberalism in America: A Note for Europeans", Arthur Schlesinger, Jr., in The Politics of Hope, Donna Zajoin, editor, Riverside Press, 1962, ISBN 0-9747644-8-5.
  2. ^ Richardson, James L. Contending Liberalisms in World Politics: Ideology and Power (2001), Lynne Rienner Publishers.
  3. ^ The Declaration of Independence and the Constitution of the United States, Roger Pilon, editor, Cato Institute, 2000, ISBN 1-882577-98-1
  4. ^ Kramnick, Isaac and Theodore Lowi. American Political Thought (2006)
  5. ^ Adams, Ian, Political Ideology Today (2002), Manchester University Press, page 20
  6. ^ The Associated Press Poll Conducted by Ipsos Public Affairs/Project #81-5681-13. Bipartisan Disorder (2007-06-06). Retrieved on 2007-07-12.
  7. ^ Pew Research Center. (10 May, 2005). Beyond Red vs. Blue.. Retrieved on 2007-07-12.
  8. ^ Kurtz, H. (29 March, 2005). College Faculties A Most Liberal Lot, Study Finds. The Washington Post.. Retrieved on 2007-07-02.
  9. ^ CNN. (2000). Exit Poll.. Retrieved on 2007-07-11.
  10. ^ CNN. (2004). Exit Poll.. Retrieved on 2007-07-11.
  11. ^ CNN. (2006). Exit Poll.. Retrieved on 2007-07-11.
  12. ^ Thomas Paine, Common Sense, Dover, 1997, ISBN 0-486-29602-4
  13. ^ John Adams, A Dissertation on the Canon and Feudal Law, in Political Writings of John Adams, George Peek, Jr. editor, Macmillan, 1954 ISBN 0-672-60010-2
  14. ^ Samuel Adams, speech, Philadelphia, August 1, 1776, in The Writings of Samuel Adams, IndyPublish.com, 2003 ISBN 1-4043-4693-7
  15. ^ Patrick Henry, Virginia Bill of Rights, 1776, in Origins of the Bill of Rights, Leonard Levy, editor, Yale University Press, 2001 ISBN 0-300-08901-5
  16. ^ Thomas Jefferson, Letter to Colonel Edward Carrington, January 16, 1787, in Thomas Jefferson : Writings : Autobiography / Notes on the State of Virginia / Public and Private Papers / Addresses / Letters, Merrill D. Peterson, editor, Library of America, 1984, ISBN 0-940450-16-X
  17. ^ Thomas Jefferson, Letter to Colonel Edward Carrington, January 16, 1787, ibid.
  18. ^ Thomas Jefferson, letter to Colonel Charles Yancey, January 6, 1816, ibid.
  19. ^ To protect the workers in their inalienable rights to a higher and better life...the right to be full sharers in the abundance which is the result of their brain and brawn, and the civilization which they are the founders and the mainstay... ." Samuel Gompers, Speech (1898)
  • Lewis H. Lapham, "Tentacles of Rage" in Harper's, September 2004, p. 31-41.
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