Joseph Stalin

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Joseph Vissarionovich Stalin - Iosif Vissarionovich Dzhugashvili
იოსებ ბესრიონის სტალინი
Иосиф Виссарионович Сталин
Joseph Stalin

In office
April 3, 1922 – March 5, 1953
Preceded by None (position created in 1922)
Succeeded by Nikita Khrushchev

In office
May 6, 1941 – March 19, 1946
Preceded by Vyacheslav Molotov
Succeeded by Post abolished

In office
March 19, 1946 – March 5, 1953
Preceded by Post instated
Succeeded by Georgy Malenkov

Born December 18, 1878(1878-12-18)[1]
Gori, Tiflis, Russian Empire
Died March 5, 1953 (aged 74)
Moscow, Russian SFSR, Soviet Union
Nationality Georgian
Political party Communist Party
of the Soviet Union
Religion None (Atheist)

Joseph Stalin (Georgian: ნამდვილი გვარი ჯუღაშვილი, Russian: Иосиф Сталин, ISO 9: Iosif Stalin; December 18 [O.S. December 6] 1878 – March 5, 1953) was General Secretary of the Communist Party of the Soviet Union's Central Committee from 1922 until his death in 1953.[2][1][3] He gradually consolidated power and became party leader and dictator of the Soviet Union, established the regime now known as Stalinism.[4]

Following the death of Vladimir Lenin in 1924, Stalin prevailed in a power struggle over Leon Trotsky, who was expelled from the Communist Party and deported from the Soviet Union. Stalin launched a command economy in the Soviet Union replacing the New Economic Policy of the 1920s with Five-Year Plans in 1928 and at roughly the same time, forced rapid industrialization of the largely rural country and collective farming by confiscating the lands of farmers. He derogatorily referred to farmers who refused his reforms as "kulaks", a class of rich peasant which had in actual fact been wiped out by World War I; millions were killed, exiled to Siberia, or died of starvation after their land, homes, meager possessions, and ability to earn an existence from the land were taken to fulfill Stalin's vision of massive "factory farms".[5] While the Soviet Union transformed from an agrarian economy to a major industrial powerhouse in a short span of time, millions of people died from hardships and famine that occurred as a result of the severe economic upheaval and party policies.[6][7][8]

At the end of 1930s, Stalin launched the Great Purge, a major campaign of political repression. During his continued repressions, millions of people who were a threat to the Soviet politics or suspected of being such a threat were executed or exiled to Gulag labor camps in remote areas of Siberia or Central Asia, where many more died of disease, malnutrition and exposure. A number of ethnic groups in Russia were forcibly resettled for political reasons. Stalin's rule, reinforced by a cult of personality, fought real and alleged opponents mainly through the security apparatus, such as the NKVD. In the 1950s, Nikita Khrushchev, Stalin's eventual successor, denounced Stalin's rule and the cult of personality, thus initiating the process of "de-Stalinization".

Bearing the brunt of the Nazis' attacks, the Soviet Union under Stalin made the largest and most decisive contribution to the defeat of Nazi Germany during World War II (1939–1945)[9], despite Stalin's policy mistakes before and during the war. These included a devastating internal policy which weakened the Soviet society and strategic blunders during the first period of Great Patriotic War. Additionally the Molotov-Ribbentrop pact, and its secret protocol, cleared the way for Hitler's invasion of Poland in 1939 and the beginning of the war itself.

Under Stalin's leadership, after the war, the Soviet Union went on to achieve recognition as one of just two superpowers in the world. That status lasted for nearly four decades after his death until the dissolution of the Soviet Union. Stalin's rule had long-lasting effects on the features that characterized the Soviet state from the era of his rule to its collapse in 1991.

Childhood and education, 1878–1899

Stalin's father Stalin's mother
Official portrait of Stalin's father, Besarion Stalin's mother, Ketevan
Stalin's birth house in Gori, Georgia, within the shrine complex built over it in the 1930s.
Stalin's birth house in Gori, Georgia, within the shrine complex built over it in the 1930s.

Joseph Stalin was born in Gori, Tiflis Governorate to Besarion Dzhugashvili, an Ossetian cobbler who owned his own workshop,[10] and Ketevan Geladze, a Georgian who was born a serf. He was their third child; their two previous sons died in infancy. The second and third toes of his left foot were webbed.[11]

Initially, the Dzhugashvilis' lives were prosperous, but Stalin's father became an alcoholic, which gradually led to his business failing and becoming violently abusive to his wife and child.[12] As their financial situation grew worse, Stalin's family moved homes frequently; at least nine times in Stalin's first ten years of life.[13]

The town where Stalin grew up was a violent and lawless place. It had only a small police force and a culture of violence that included gang-warfare, organized street brawls and wrestling tournaments—some of which were traditions inherited from Georgia's war-torn past.[13]

At the age of seven, Stalin fell ill with smallpox and his face was badly scarred by the disease. He later had photographs retouched to make his pockmarks less apparent. Stalin's native tongue was Georgian; he did not start to learn Russian until he was eight or nine years old, and he never lost his strong Georgian accent.

At the age of ten, Stalin began his education at the Gori Church School. His peers were mostly the sons of affluent priests, officials, and merchants. He and most of his classmates at Gori were Georgians and spoke mostly Georgian. However, at school they were forced to speak Russian, which was the policy of Tsar Alexander III. Stalin was one of the best student in the class, earning top marks across the board. He became a very good choir singer and was often hired to sing at weddings. He also began to write poetry, something he would develop in later years.[13]

Stalin's father, who had always wanted his son to be trained as a cobbler rather than be educated, was infuriated when the boy was accepted into the school. In his anger he smashed the windows of the local tavern, and later attacked the town police chief. Out of compassion for Stalin's mother, the police chief did not arrest Besarion, but ordered him to leave town. He moved to Tiflis where he found work in a shoe factory and left his family behind in Gori.[13]

Young Stalin, circa 1894, age 16
Young Stalin, circa 1894, age 16

About the time Stalin began school, he was struck by a horse-drawn carriage. The accident permanently damaged his left arm; this injury would later exempt him from military service in World War I. At the age of 12, Stalin was struck again by a horse-drawn carriage and injured badly. He was taken to hospital in Tiflis where he spent months in care. After he recovered, his father seized the opportunity to kidnap the boy and enroll him as an apprentice cobbler at the shoe factory where he worked. When his mother, through the aid of contacts in the clergy and school staff, recovered the boy, his father cut off all financial support to his wife and son, leaving them to fend for themselves. Stalin returned to his school in Gori where he continued to excel.[13]

He graduated first in his class and in 1894, at the age of 16, he enrolled at the Georgian Orthodox Seminary of Tiflis, to which he had been awarded a scholarship. The teachers at Tiflis Seminary were also determined to impose Russian language and culture on the Georgian students.[13] Like many of his comrades, young Stalin reacted by being drawn to Georgian patriotism. During this time he gained fame as a poet; his poems were published in several local newspapers. However, his interest in poetry began to fade as he was drawn to rebellion and revolution.

During his time at the seminary, Stalin and numerous other students read forbidden literature that included Victor Hugo novels and revolutionary, including Marxist, material. He was caught and punished numerous times for this. One teacher in particular—Father Abashidze, whom Stalin nicknamed "the Black Spot"—harassed the rebel students through student informers, nightly patrols and surprise dormitory raids. This personal experience of "surveillance, spying, invasion of inner life, violation of feelings", in Stalin's own words, influenced the design of his future terror state.[13] He became an atheist in his first year.[13] He insisted his peers call him "Koba", after the Robin Hood-like protagonist of the novel The Patricide by Alexander Kazbegi; he would continue to use this pseudonym as a revolutionary. In August 1898, he joined the Russian Social-Democratic Labour Party, an organisation from which the Bolsheviks would later form.

Shortly before the final exams, the Seminary abruptly raised school fees. Unable to pay, Stalin quit the seminary in 1899 and missed his exams, for which he was officially expelled.[13] 20 of his fellow-classmates were expelled for revolutionary activities in 1899, and 40 more were expelled in 1901.[14] Shortly after leaving school, Stalin discovered the writings of Vladimir Lenin and decided to become a revolutionary.

Early years as a Marxist revolutionary, 1899–1917

After abandoning his priestly education, Stalin took a job as a weatherman at the Tiflis Meteorological Observatory. Although the pay was relatively low (20 roubles a month), his workload was light, giving him plenty of time for revolutionary activities. He would organise strikes, lead demonstrations and give speeches. He soon caught the attention of the Tsar's secret police, the Okhrana. During this time, he met and charmed Simon Ter-Petrossian, a violent psychopath who became his long-time henchman and enforcer.[15]

Stalin in 1902
Stalin in 1902

On the night of April 3, 1901, the Okhrana arrested a number of SD Party leaders in Tiflis, but Stalin spotted their agents waiting in ambush at the Observatory and avoided capture. He went underground, becoming a full-time revolutionary, living off donations from friends, sympathizers and his Party. He began writing revolutionary articles for the Baku-based radical newspaper Brdzola ("Struggle").[13]

In October, Stalin fled to Batumi and got work at an oil refinery owned by the Rothschild family. Organizing the workers there, Stalin was almost certainly involved in a 1902 fire at the refinery designed to trick the management into giving the workers a bonus for putting out the fire. However, the manager suspected arson and refused to pay. This led to a series of strikes, all organized by Stalin, which in turn led to arrests and clashes with the Cossacks in the streets. In one attempt to break their comrades out of prison, 13 strikers were killed when Cossacks intervened. Stalin distributed incendiary pamphlets portraying the dead as martyrs. On April 18, 1902, the authorities finally arrested Stalin at one of his secret meetings. At his trial, Stalin was acquitted of leading the riots due to lack of evidence, but was kept in custody whilst the authorities investigated his activities in Tiflis. In 1903, the authorities decided to exile Stalin to Siberia for three years.[13]

Stalin ended up in the Siberian town of Novaya Uda on December 9, 1903. During this time, he heard that two rival factions within the Social-Democrats had formed: the Bolsheviks under Lenin and the Mensheviks under Julius Martov. Stalin, already an admirer, decided to become a Leninist. Stalin managed to obtain false papers and, on January 17, 1904, escaped Siberia by train, arriving back in Tiflis ten days later.[13]

With no income, Stalin lived off his circle of friends. One of them introduced him to Lev Kamenev (then known as Lev Rosenfeld), his future co-ruler of the USSR after Lenin's death. At this time, Stalin favored a Georgian Social-Democratic party, which caused a rift with the majority who favored international Marxism. Threatened with expulsion, he was forced to write Credo, a paper renouncing his views (because this paper distanced himself from Lenin, when Stalin became ruler of the USSR, he tried to destroy all copies of this Credo, and many of those who had read it were shot).[13] The following month, the Russo-Japanese War broke out between Japan and Russia. The war, which would eventually end in Russia's defeat, severely strained the Russian economy and caused a great deal of restlessness in Georgia. Stalin travelled across Georgia conducting political activity for his party. He also worked to undermine the Mensheviks through a campaign of slander and intrigue; his efforts brought him to Lenin's attention for the first time.

On January 22, 1905, Stalin was in Baku when Cossacks attacked a mass demonstration of workers, killing 200. This sparked off the Russian Revolution of 1905. Riots, peasant uprisings and ethnic massacres swept the Russian Empire. In February, ethnic Azeris and Armenians were slaughtering each other in the streets of Baku. Commanding a squad of armed Bolsheviks, Stalin ran protection rackets to raise Party funds and stole printing equipment. Afterward, he headed west, where he continued to campaign against the Mensheviks, who enjoyed overwhelming support in Georgia. In the mining town of Chiatura, both Stalin and the Mensheviks competed for the support of the miners; they chose Stalin, being more swayed by his plain and concise manner of speaking than the flamboyant oratory of the Menshevik speaker.[13] From Chiatura, Stalin organized and armed Bolshevik militias across Georgia. With them, he ran protection rackets among the wealthy and waged guerrilla warfare on Cossacks, policemen and the Okhrana.[13] Later that year, in Tiflis, he met Ekaterina Svanidze, who would become his first wife.

In December 1905, Stalin and two other were elected to represent the Caucusus at the next Bolshevik conference, which took place in Tammerfors, Finland. There, on January 7, 1906, Stalin met Lenin in person for the first time. Although Stalin was impressed by Lenin's personality and intellect, he was not afraid to contradict him.[13] He objected to Lenin's proposal that they take part in elections to the recently-formed Duma; Lenin conceded to Stalin. At the conference he also met Emelian Yaroslavsky, his future propaganda chief, and Solomon Lozovsky, his future Deputy Foreign Commissar. After the conference, Stalin returned to Georgia, where Cossack armies were brutally working to reconquer the rebellious region for the Tsar. In Tiflis, Stalin and the Mensheviks plotted the assassination of General Fyodo Griiazanov, which was carried out on March 1, 1906. Stalin continued to raise money for the Bolsheviks through extortion, bank robberies and hold-ups.

In April 1906, Stalin attended the Fourth Congress of the Russian Social Democratic Labour Party. At the conference, he met Klimenti Voroshilov, his future Defence Commissar and First Marshal; Felix Dzerzhinsky, future founder of the Cheka; and Grigory Zinoviev, with whom he would share power after Lenin's death. The Congress—in which the Bolsheviks were outnumbered—voted to ban bank robberies. This upset Lenin, who needed the bank robberies to raise money.[13]

Stalin married Ekaterina Svanidze on the night of July 28, 1906. On March 31, 1907, she gave birth to Stalin's first child, Yakov.

Stalin and Lenin both attended the Fifth Congress of the Russian Social Democratic Labour Party in London in 1907.[16] This Congress consolidated the supremacy of Lenin's Bolshevik faction and debated strategy for communist revolution in Russia. Here, Stalin first met Leon Trotsky in person; Stalin immediately came to hate him, calling him "pretty but useless".[13] After the conference, Stalin began switching his focus away from Georgia, which was rife with feuding and dominated by the Mensheviks, to Russia, and he began writing in Russian.

Upon his return to Tiflis, Stalin readied himself for a major bank robbery. Through contacts in the banking business, he had learned a major shipment of money was due to be delivered in June to the Imperial Bank at the centre of town. Because his party banned bank robberies, Stalin temporarily resigned. On June 26, 1907, Stalin's gang ambushed the armed convoy when it entered Yerevan Square with gunfire and homemade bombs. Around 40 people were killed, but all of Stalin's gang managed to escape alive with 250,000 roubles (around US$3.4 million in today's terms).[13] Stalin and his family left Tiflis two days later. His henchman Kamo delivered the money to Lenin in Finland, who then fled with it to Geneva. The Mensheviks, who had banned bank robberies (and didn't get to share in the loot), were outraged and investigated the suspects. Stalin escaped expulsion, though the affair would cause him trouble for years to come.

Stalin's family moved to Baku. Whilst Stalin continued his revolutionary activities, his wife fell ill from Baku's pollution, heat, stress and malnourishment. She eventually contracted typhus (though many historians believe it to have been tuberculosis) and died on December 5, 1907. Stalin was overcome with grief and retreated into mourning for several months. The loss also hardened him; he told a friend: "with her died my last warm feelings for humanity".[13] He abandoned his son, Yakov, who was raised by his deceased wife's family.

When Stalin resumed his activities, he organized more strikes and agitation, this time focusing on the Muslim Azeri and Persian workers in Baku. He helped found a Muslim Bolshevik group called Himmat, and also supported Persian Constitutional Revolution with manpower and weapons, and even visited Persia to organize partisans. Stalin ordered the murders of many Black Hundreds (right-wing supporters of the Tsar), and conducted protection rackets and ransom kidnappings against the oil tycoons of Baku . He also conducted counterfeiting operations and robberies. He befriend the criminal gangs, and used them to obstruct Mensheviks. Stalin's gangsterism upset the Bolshevik intelligentsia, but he was too influential and indispensable to oppose.[13]

The Okhrana tracked down and arrested Stalin on April 7, 1908. After seven months in prison, he was sentenced to two years exile in Siberia. He arrived in the village of Solvychegodsk in early March 1909. After seven months in exile, he disguised himself as a woman and escaped on a train to St Petersburg. He returned to Baku in late July.[13]

The Bolsheviks were on the verge of collapse due to Okhrana oppression within the Empire and infighting among the intelligentsia abroad. In desperation, he advocated a reconciliation with the Mensheviks (which Lenin opposed). He demanded the creation of a Russian Bureau to run the Social-Democratic Party from within the Empire, to which he was appointed.

Stalin soon realised the Bolsheviks had been heavily infiltrated by Tsarist spies. He initiated a witch-hunt for traitors, however, he failed to root out any real traitors - as revealed by Okhrana records - and his efforts caused much disarray in the Party.[13]

On April 5, 1910 Stalin was yet again arrested by the Okhrana. He was banned from the Caucasus for five years and sentenced to complete his previous exile in Solvychegodsk. He was deported back there in September. He briefly escaped in early 1911, but another exile who was supposed to pass much-needed money to him instead ran off with it (Stalin would have him shot for this in 1937), and he was forced to return to Solvychegodsk. During his exile, he had an affair with his landlady, Maria Kuzakova, with whom he fathered a son, Constantine. Stalin was released on July 9, 1911, while Maria was still pregnant. Stalin moved to Vologda in late July, where he had been ordered to reside for two months.[13]

The information card on Joseph Stalin, from the files of the Tsarist secret police in Saint Petersburg, 1912
The information card on Joseph Stalin, from the files of the Tsarist secret police in Saint Petersburg, 1912

In January 1912, at the Prague Party Conference, Lenin led his Bolshevik faction out of the Russian Social Democratic Labor Party, founding the separate Bolshevik Party. A Central Committee was elected, but when some of its members returned to Russia, they were arrested by the Okhrana, having been secretly betrayed by fellow CC member Roman Malinovsky, an Okhrana spy. To fill the void, Lenin and Grigory Zinoviev coopted Stalin as a member of the Central Committee.[17] When Stalin was informed of this, he left Vologda in late February.

Stalin moved to Saint Petersburg in April 1912, where he took control of the Bolshevik weekly newspaper Zvezda. Stalin had been assigned to convert Zvezda into a daily and rename it Pravda. The first issue was published on May 5.

Shortly afterwards, the Okhrana caught up with him again, and in July 1912 he was exiled again to Siberia for three years, this time in the small village of Narym. He escaped just thirty-eight days after arriving; this was his shortest exile.[13] He returned to Saint Petersburg in September.

Stalin made efforts to reconcile the Bolsheviks with the Mensheviks in hopes of salvaging the struggling Marxist movement. He published editorials in Pravda advocating reconciliation, and secretly met with Menshevik leaders on several occasions. This angered Lenin, who twice summoned Stalin to Kraków to argue policy. On the second visit at the end of 1912, Stalin was removed from his post as editor of Pravda, but was made a leader of the Russian Bureau of the Bolshevik Party. Lenin also asked Stalin to write an essay laying out the Bolshevik position on national minorities.

Stalin in exile, 1915
Stalin in exile, 1915

After Kraków, Stalin spent several weeks in Vienna with the Troyanovskys, a wealthy Bolshevik couple he met with Lenin in Kraków. During these weeks Stalin used to walk in the park around the Schönbrunn Palace which was also regularly frequented at the time by Adolf Hitler[18]. Whilst there he met for the first time Nikolai Bukharin, who would become a leading politician in the future Soviet government. They continued to discuss the issue of nationalities. Stalin completed his essay on the topic, entitled "Marxism and the National Question", which was published in March 1913 under the pseudonym "K. Stalin" (this was the first time he used the name "Stalin" in a publishing; he began using this alias in 1912).

Stalin returned to Saint Petersburg in February 1913. During this time, many Bolsheviks, including almost the entire Central Committee, had been arrested by the Okhrana, having been betrayed by Roman Malinovsky, a high-ranking Bolshevik who for years had been an Okhrana spy and agent provocateur. That month, an article had been published that outed Malinovsky as a spy, but the Bolsheviks dismissed it as Menshevik libel (ironically, Lenin and Stalin were his strongest defenders). On March 8 Malinovsky persuaded Stalin to attend a Bolshevik fundraising ball, which was raided by the Okhrana.

Stalin was condemned to four years in the remote Siberian province of Turukhansk. He was eventually joined by Kamenev and several other Bolshevik exiles. He spent six months in the small hamlet of Kostino on the Yenisei River. After learning that Stalin was planning an escape (he had received money and supplies from his comrades), the authorities moved him north to Kureika, a hamlet on the edge of the Arctic Circle. There, he lived the life of a hunter-gatherer, having learned fishing and hunting from the local Siberian tribesmen. While there he began a 2-year affair with Lidia Pereprygina, then aged 13, with whom he fathered two children. The first died in infancy; the second, named Alexander, was born in April 1917.

In late 1916, Stalin was conscripted into the army. He was taken to Krasnoyarsk in February 1917, but the medical examiner there found him unfit for service due to his damaged left arm (a childhood injury). He spent his last four months of exile in the village of Achinsk.

Russian Revolution of 1917

In the wake of the February Revolution of 1917 (the first phase of the Russian Revolution of 1917), Stalin was released from exile. On March 25 he returned to Petrograd (Saint Petersburg) and, together with Lev Kamenev and Matvei Muranov, ousted Vyacheslav Molotov and Alexander Shlyapnikov as editors of Pravda, the official Bolshevik newspaper, while Lenin and much of the Bolshevik leadership were still in exile. Stalin and the new editorial board took a position in favor of supporting Alexander Kerensky's provisional government (Molotov and Shlyapnikov had wanted to overthrow it) and went to the extent of declining to publish Lenin's articles arguing for the provisional government to be overthrown. However, after Lenin prevailed at the April Party conference, Stalin and the rest of the Pravda staff came on board with Lenin's view and called for overthrowing the provisional government. At this April 1917 Party conference, Stalin was elected to the Bolshevik Central Committee with the third highest total votes in the party.

In mid-July, armed mobs led by Bolshevik militants took to the streets of Petrograd, killing army officers and bourgeois civilians. They demanded the overthrow of the government, but neither the Bolshevik leadership nor the Petrograd Soviet were willing to take power, having been totally surprised by this unplanned revolt. After the disappointed mobs dispersed, Kerensky's government struck back at the Bolsheviks. Loyalist troops raided Pravda and surrounded the Bolshevik headquarters. Stalin helped Lenin evade capture and, to avoid a bloodbath, ordered the besieged Bolsheviks to surrender.[13]

Convinced Lenin would be killed if caught, Stalin smuggled him to Finland. In Lenin's absence, Stalin assumed leadership of the Bolsheviks. At the Sixth Congress of the Bolshevik party, held secretly in Petrograd, Stalin was chosen to be the chief editor of the Party press and a member of the Constituent Assembly, and was re-elected to the Central Committee.[13]

In September 1917, Kerensky suspected his newly-appointed Commander-in-Chief, General Lavr Kornilov, of planning a coup and dismissed him. Believing Kerensky was being controlled by the Bolsheviks, Kornilov decided to march his army on Petrograd. In desperation, Kerensky turned to the Petrograd Soviet for help and released the Bolsheviks, who together raised a small army to defend the capital. In the end, Kerensky convinced Kornilov's army to stand down and disband without violence. However, the Bolsheviks were now free, rearmed and swelling with new recruits and under Stalin's firm control, whilst Kerensky had few troops loyal to him in the capital. Lenin decided the time for a coup had arrived. Kamenev and Zinoviev proposed a coalition with the Mensheviks, but Stalin and Trotsky backed Lenin's wish for an exclusively Bolshevik government. Lenin returned to Petrograd in October. On October 29, the Central Committee voted 10-2 in favor of an insurrection; Kamenev and Zinoviev voted in opposition.[13]

On the morning of November 6, Kerensky's troops raided Stalin's press headquarters and smashed his printing presses. Whilst he worked to restore his presses, he missed a Central Committee meeting where assignments for the coup were being issued. Stalin instead spent the afternoon briefing Bolshevik delegates and passing communications to and from Lenin, who was in hiding.[13]

Early the next day, Stalin went to the Smolny Institute from where he, Lenin and the rest of the Central Committee coordinated the coup. Kerensky left the capital to rally the Imperial troops at the German front. By November 8, the Winter Palace had been stormed and Kerensky's Cabinet had been arrested.

Rise to power, 1917–1927

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Upon seizing Petrograd, the Bolsheviks formed the new revolutionary authority, the Council of People's Commissars. Stalin was appointed People's Commissar for Nationalities' Affairs; his job was to establish an institution to win over non-Russian citizens of the former Russian Empire. He was relieved of his post as editor of Pravda so that he could devote himself fully to his new role.[17]

In March 1918, the Menshevik leader Julius Martov published an article exposing Bolshevik crimes committed before the revolution. It stated that Stalin had organised bank robberies and had been expelled from his own party for doing so (the latter part is untrue). Stalin sued Martov for libel and won.

After seizing Petrograd, civil war broke out in Russia, pitting Lenin's Red Army against the White Army, a loose alliance of anti-Bolshevik forces. Lenin formed a five-member Politburo which included Stalin and Trotsky. During this time, only Stalin and Trotsky were allowed to see Lenin without an appointment.

In May 1918, Lenin dispatched Stalin to the city of Tsaritsyn. Situated on the Lower Volga, it was a key supply route to the oil and grain of the North Caucasus. There was a critical shortage of food in Russia, and Stalin was assigned to procure any he could find. The city was also in danger of falling to the White Army. Here, he first met and befriended Kliment Voroshilov and Semyon Budyonny, both of whom would become two of Stalin's key supporters in the military. Through his new allies, he imposed his influence on the military; in July Lenin granted his request for official control over military operations in the region.[17]

Stalin challenged many of the decisions of Trotsky, who at this time was Chairman of the Revolutionary-Military Council of the Republic (and thus his military superior). He ordered the killings of many former Tsarist officers in the Red Army; Trotsky, in agreement with the Central Committee, had hired them for their expertise, but Stalin distrusted them. These decisions created a lot of friction between Stalin and Trotsky. Stalin even wrote to Lenin asking that Trotsky be relieved of his post.[17]

Stalin ordered the executions of any suspected counter-revolutionaries.[6] In the countryside, he burned villages in order to intimidate the peasantry into submission and discourage bandit raids on food shipments.[17]

On his return to Moscow in 1919, Stalin married Nadezhda Alliluyeva, his second wife.

Joseph Stalin, Vladimir Lenin, and Mikhail Kalinin meeting in 1919. All three of them were "Old Bolsheviks"; members of the Bolshevik party before the Russian Revolution of 1917.
Joseph Stalin, Vladimir Lenin, and Mikhail Kalinin meeting in 1919. All three of them were "Old Bolsheviks"; members of the Bolshevik party before the Russian Revolution of 1917.

During the Russian Civil War and Polish-Soviet War Stalin was a political commissar in the Red Army at various fronts. Stalin's first government position was as People's Commissar of Nationalities Affairs (1917–1923). In that position he traveled to Finland in late 1917, and promised the socialists there that the RSFSR would aid their revolution. However, this aid was never given and the revolution in Finland was defeated.

He was also People's Commissar of the Workers and Peasants Inspection (1919–1922), a member of the Revolutionary Military Council of the republic (1920–1923) and a member of the Central Executive Committee of the Congress of Soviets (from 1917).

Stalin played a decisive role in engineering the 1921 Red Army invasion of Georgia following which he adopted particularly hardline, centralist policies towards Soviet Georgia, which included severe repression of all opposition within the local Communist party (e.g., the Georgian Affair of 1922), not to mention any manifestations of anti-Sovietism (the August Uprising of 1924).[19] It was in the Georgian affairs that Stalin first began to play his own hand.[20]

On April 3, 1922, with the aid of Lenin and Kamenev, Stalin was appointed General Secretary of the Central Committee of the Communist Party. This position was seen to be a minor one (Stalin was sometimes referred to as "Comrade Card-Index" by fellow party members). Combined with the leadership over the Orgburo, however, this position had a potential power base as it allowed him to appoint his supporters to key positions within the government and party.

Later, in 1924, Stalin himself created a myth around a so-called "Party Centre" which "directed" all practical work pertaining to the uprising, consisting of himself, Sverdlov, Dzerzhinsky, Uritsky, and Bubnov. No evidence was ever shown for the activity of this "centre", which would, in any case, have been subordinate to the Military Revolutionary Council, headed by Trotsky.

Campaign against the left and right opposition

After Lenin's death in January 1924, Stalin, Kamenev, and Zinoviev together governed the party, placing themselves ideologically between Trotsky (on the left wing of the party) and Bukharin (on the right). During this period, Stalin abandoned the traditional Bolshevik emphasis on international revolution in favor of a policy of building "Socialism in One Country", in contrast to Trotsky's theory of Permanent Revolution.

In the struggle for leadership after Lenin's death one thing was evident; whoever ended up ruling the party had to demonstrate fealty to the memory of Lenin. Stalin did so by organizing the late leader's funeral, after which he made a speech professing an undying loyalty to Lenin that was almost religious in nature.

Stalin's actual relationship with Lenin, which was far more complex than Stalin's speeches alluded, has been illuminated by a number of sources that were made available after the fall of the Soviet Union, including some from Lenin's sister.[21][22]

Joseph Stalin, cartoon by Nikolai Bukharin
Joseph Stalin, cartoon by Nikolai Bukharin

Stalin first worked to undermine Trotsky, who was sick at the time, possibly by misleading him about the date of the funeral. Consequently, Trotsky, who was Lenin’s associate throughout the early days of the Soviet regime, lost considerable political support. Stalin made great deal of the fact that Trotsky had joined the Bolsheviks just before the revolution, and publicized Trotsky's pre-revolutionary disagreements with Lenin. Another event that helped Stalin's rise was the fact that Trotsky came out against publication of Lenin's Testament in which he pointed out the strengths and weaknesses of Stalin and Trotsky and the other main players, and suggested that he be succeeded by a small group of people.

An important feature of Stalin’s rise to power is the way that he manipulated his opponents and played them off against each other. Stalin formed a "troika" of himself, Zinoviev, and Kamenev against Trotsky. When Trotsky had been eliminated, Stalin then joined Bukharin and Rykov against Zinoviev and Kamenev, emphasising their vote against the insurrection in 1917. Zinoviev and Kamenev then turned to Lenin's widow, Krupskaya; they formed the "United Opposition" in July 1926.

In 1927 during the 15th Party Congress Trotsky and Zinoviev were expelled from the party and Kamenev lost his seat on the Central Committee. Stalin soon turned against the "Right Opposition", represented by his erstwhile allies, Bukharin and Rykov.

Stalin gained popular appeal from his presentation as a 'man of the people' from the poorer classes. The Russian people were tired from the world war and the civil war, and Stalin's policy of concentrating in building "Socialism in One Country" was seen as an optimistic antidote to war.

Stalin took great advantage of the ban on factionalism which meant that no group could openly go against the policies of the leader of the party because that meant creation of an opposition. By 1928 (the first year of the Five-Year Plans) Stalin was supreme among the leadership, and the following year Trotsky was exiled because of his opposition. Having also outmaneuvered Bukharin's Right Opposition and now advocating collectivization and industrialization, Stalin can be said to have exercised control over the party and the country.

However, as the popularity of other leaders such as Sergei Kirov and the so-called Ryutin Affair were to demonstrate, Stalin did not achieve absolute power until the Great Purge of 1936–1938.

Soviet secret service and intelligence

Stalin vastly increased the scope and power of the state's secret police and intelligence agencies. Under his guiding hand, Soviet intelligence forces began to set up intelligence networks in most of the major nations of the world, including Germany (the famous Rote Kappelle spy ring), Great Britain, France, Japan, and the United States. Stalin saw no difference between espionage, communist political propaganda actions, and state-sanctioned violence, and he began to integrate all of these activities within the NKVD. Stalin made considerable use of the Communist International movement in order to infiltrate agents and to ensure that foreign Communist parties remained pro-Soviet and pro-Stalin.

One of the best examples of Stalin's ability to integrate secret police and foreign espionage came in 1940, when he gave approval to the secret police to have Leon Trotsky assassinated in Mexico.[23]

Changes to Soviet society, 1927–1939

Industrialization

See also: Industrialisation of the Soviet Union

The Russian Civil War and wartime communism had a devastating effect on the country's economy. Industrial output in 1922 was 13% of that in 1914. A recovery followed under the New Economic Policy, which allowed a degree of market flexibility within the context of socialism.

Under Stalin's direction, this was replaced by a system of centrally ordained "Five-Year Plans" in the late 1920s. These called for a highly ambitious program of state-guided crash industrialization and the collectivization of agriculture.

With seed capital unavailable because of international reaction to Communist policies, little international trade, and virtually no modern infrastructure, Stalin's government financed industrialization both by restraining consumption on the part of ordinary Soviet citizens to ensure that capital went for re-investment into industry, and by ruthless extraction of wealth from the kulaks.

In 1933 workers' real earnings sank to about one-tenth of the 1926 level. Common and political prisoners in labor camps were forced to do unpaid labor, and communists and Komsomol members were frequently "mobilized" for various construction projects. The Soviet Union used foreign experts, e.g. British engineer Stephen Adams, to instruct their workers and improve their manufacturing processes.

In spite of early breakdowns and failures, the first two Five-Year Plans achieved rapid industrialization from a very low economic base. While it is generally agreed that the Soviet Union achieved significant levels of economic growth under Stalin, the precise rate of growth is disputed. It is not disputed, however, that these gains were accomplished at the cost of millions of lives.

Official Soviet estimates stated the annual rate of growth at 13.9%; Russian and Western estimates gave lower figures of 5.8% and even 2.9%. Indeed, one estimate is that Soviet growth became temporarily much higher after Stalin's death.[24]

According to Robert Lewis the Five-Year Plan substantially helped to modernize the previously backward Soviet economy. New products were developed, and the scale and efficiency of existing production greatly increased. Some innovations were based on indigenous technical developments, others on imported foreign technology.[25]

Collectivization

Stalin's regime moved to force collectivization of agriculture. This was intended to increase agricultural output from large-scale mechanized farms, to bring the peasantry under more direct political control, and to make tax collection more efficient. Collectivization meant drastic social changes, on a scale not seen since the abolition of serfdom in 1861, and alienation from control of the land and its produce. Collectivization also meant a drastic drop in living standards for many peasants, and it faced violent reaction among the peasantry.

In the first years of collectivization it was estimated that industrial production would rise by 200% and agricultural production by 50%,[26] but these estimates were not met. Stalin blamed this unanticipated failure on kulaks (rich peasants), who resisted collectivization. (However, kulaks proper made up only 4% of the peasant population; the "kulaks" that Stalin targeted included the slightly better-off peasants who took the brunt of violence from the OGPU and the Komsomol. These peasants were about 60% of the population). Those officially defined as "kulaks," "kulak helpers," and later "ex-kulaks" were to be shot, placed into Gulag labor camps, or deported to remote areas of the country, depending on the charge.

The two-stage progress of collectivization—interrupted for a year by Stalin's famous editorial, "Dizzy with success" (Pravda, March 2, 1930), and "Reply to Collective Farm Comrades" (Pravda, April 3, 1930)—is a prime example of his capacity for tactical political withdrawal followed by intensification of initial strategies.

Most modern scholars agree that the famine was caused by the policies of the government of the Soviet Union under Stalin, rather than by natural reasons. [27]

The 1932–1933 famine in Ukraine and the Kuban regions has been termed the Holodomor (Ukrainian: Голодомор).

Entering Gulag (a leaf from Eufrosinia Kersnovskaya's notebook)
Entering Gulag (a leaf from Eufrosinia Kersnovskaya's notebook)

According to Alan Bullock, "the total Soviet grain crop was no worse than that of 1931 … it was not a crop failure but the excessive demands of the state, ruthlessly enforced, that cost the lives of as many as five million Ukrainian peasants." Stalin refused to release large grain reserves that could have alleviated the famine, while continuing to export grain; he was convinced that the Ukrainian peasants had hidden grain away, and strictly enforced draconian new collective-farm theft laws in response.[28][29]

Other historians hold it was largely the insufficient harvests of 1931 and 1932 caused by a variety of natural disasters that resulted in famine, with the successful harvest of 1933 ending the famine.[30]

Famine affected other parts of the USSR. The death toll from famine in the Soviet Union at this time is estimated at between five and ten million people.[citation needed] The worst crop failure of late tsarist Russia, in 1892, had caused 375,000 to 400,000 deaths.[31][dead link]

Soviet and other historians have argued that the rapid collectivization of agriculture was necessary in order to achieve an equally rapid industrialization of the Soviet Union and ultimately win World War II. This is disputed by other historians; Alec Nove claims that the Soviet Union industrialized in spite of, rather than because of, its collectivized agriculture.

Science

Main articles: Science and technology in the Soviet Union, Suppressed research in the Soviet Union, Lysenkoism

Science in the Soviet Union was under strict ideological control by Stalin and his government, along with art and literature. There was significant progress in "ideologically safe" domains, owing to the free Soviet education system and state-financed research. However, in several cases the consequences of ideological pressure were dramatic—the most notable examples being the "bourgeois pseudosciences" genetics and cybernetics.

In the late 40's, some areas of physics, especially quantum mechanics but also special and general relativity, were also criticized on grounds of "idealism". Soviet physicists, such as K. V. Nikolskij and D. Blokhintzev, developed a version of the statistical interpretation of quantum mechanics, which was seen as more adhering to the principles of dialectical materialism.[32][33] However, although initially planned,[34] this process did not go as far as defining an "ideologically correct" version of physics and purging those scientists who refused to conform to it, because this was recognized as potentially too harmful to the Soviet nuclear program.

Linguistics was the only area of Soviet academic thought to which Stalin personally and directly contributed. At the beginning of Stalin's rule, the dominant figure in Soviet linguistics was Nikolai Yakovlevich Marr, who argued that language is a class construction and that language structure is determined by the economic structure of society. Stalin, who had previously written about language policy as People's Commissar for Nationalities, read a letter by Arnold Chikobava criticizing the theory. He "summoned Chikobava to a dinner that lasted from 9 p.m. to 7 a.m. taking notes diligently."[35] In this way he grasped enough of the underlying issues to coherently oppose this simplistic Marxist formalism, ending Marr's ideological dominance over Soviet linguistics. Stalin's principal work discussing linguistics is a small essay, "Marxism and Linguistic Questions."[36]

Although no great theoretical contributions or insights came from it, neither were there any apparent errors in Stalin's understanding of linguistics; his influence arguably relieved Soviet linguistics from the sort of ideologically driven theory that dominated genetics.

Scientific research was hindered by the fact that many scientists were sent to labor camps (including Lev Landau, later a Nobel Prize winner, who spent a year in prison in 1938–1939) or executed (e.g. Lev Shubnikov, shot in 1937). They were persecuted for their dissident views, not for their research. Nevertheless, much progress was made under Stalin in some areas of science and technology. It laid the ground for the famous achievements of Soviet science in the 1950s, such as the development of the BESM-1 computer in 1953 and the launching of Sputnik in 1957.

Indeed, many politicians in the United States expressed a fear, after the "Sputnik crisis," that their country had been eclipsed by the Soviet Union in science and in public education.

Social services

Main article: Soviet democracy

Under the Soviet government people benefited from some social liberalization. Girls were given an adequate, equal education and women had equal rights in employment,[6] improving lives for women and families. Stalinist development also contributed to advances in health care, which significantly increased the lifespan and quality of life of the typical Soviet citizen.[6] Stalin's policies granted the Soviet people universal access to healthcare and education, effectively creating the first generation free from the fear of typhus, cholera, and malaria.[37] The occurrences of these diseases dropped to record low numbers, increasing life spans by decades.[37]

Soviet women under Stalin were the first generation of women able to give birth in the safety of a hospital, with access to prenatal care.[37] Education was also an example of an increase in standard of living after economic development. The generation born during Stalin's rule was the first near-universally literate generation. Millions benefitted from mass literacy campaigns in the 1930s, and from workers training schemes.[38] Engineers were sent abroad to learn industrial technology, and hundreds of foreign engineers were brought to Russia on contract.[37] Transport links were improved and many new railways built. Workers who exceeded their quotas, Stakhanovites, received many incentives for their work;[38] they could afford to buy the goods that were mass-produced by the rapidly expanding Soviet economy.

The increase in demand due to industrialization and the decrease in the workforce due to World War II and repressions generated a major expansion in job opportunities for the survivors, especially for women.[38]

Culture

Main article: Socialist Realism
Stalin propaganda poster, reading: "Beloved Stalin—a fortune of the nation!"
Stalin propaganda poster, reading: "Beloved Stalin—a fortune of the nation!"

Although born in Georgia, Stalin became a Russian nationalist and significantly promoted Russian history, language, and Russian national heroes, particularly during the 1930s and 1940s. He held the Russians up as the elder brothers of the non-Russian minorities.[39]

During Stalin's reign the official and long-lived style of Socialist Realism was established for painting, sculpture, music, drama and literature. Previously fashionable "revolutionary" expressionism, abstract art, and avant-garde experimentation were discouraged or denounced as "formalism". Careers were made and broken, some more than once. Famous figures were repressed, and many persecuted, tortured and executed, both "revolutionaries" (among them Isaac Babel, Vsevolod Meyerhold) and "non-conformists" (for example, Osip Mandelstam).

A minority, both representing the "Soviet man" (e.g. Arkady Gaidar) and remnants of the older pre-revolutionary Russia (e.g. Konstantin Stanislavski), thrived. A number of émigrés returned to the Soviet Union, among them Alexei Tolstoi in 1925, Alexander Kuprin in 1936, and Alexander Vertinsky in 1943.

Poet Anna Akhmatova was subjected to several cycles of suppression and rehabilitation, but was never herself arrested. Her first husband, poet Nikolai Gumilev, was shot in 1921, and her son, historian Lev Gumilev, spent two decades in a gulag.

The degree of Stalin's personal involvement in general, and in specific instances, has been the subject of discussion. His name was as constantly invoked during his reign in discussions of culture as in just about everything else; in several famous cases his opinion was final.

Stalin's occasional beneficence showed itself in strange ways. For example, Mikhail Bulgakov was driven to poverty and despair; yet, after a personal appeal to Stalin, he was allowed to continue working. His play, The Days of the Turbines, with its sympathetic treatment of an anti-Bolshevik family caught up in the Civil War, was finally staged, apparently also on Stalin's intervention, and began a decades-long uninterrupted run at the Moscow Arts Theater.

Some insights into Stalin's political and esthetic thinking might perhaps be gleaned by reading his favorite novel, Pharaoh, by the Polish writer Bolesław Prus, a historical novel on mechanisms of political power. Similarities have been pointed out between this novel and Sergei Eisenstein's film, Ivan the Terrible, produced under Stalin's tutelage.

In architecture, a Stalinist Empire Style (basically, updated neoclassicism on a very large scale, exemplified by the Seven Sisters of Moscow) replaced the constructivism of the 1920s.

Stalin's rule had a largely disruptive effect on the many indigenous cultures within the Soviet Union. The politics of Korenizatsiya and forced development of "Cultures National by Form, Socialist by their substance" was arguably beneficial to later generations of indigenous cultures in allowing them to integrate more easily into Russian society.

The attempted unification of cultures in Stalin's later period was very harmful. Political repressions and purges were even more devastating to indigenous cultures than on urban ones as the cultural elites were smaller. The traditional lives of many peoples in the Siberian, Central Asian and Caucasian provinces was upset and large populations were displaced and scattered in order to prevent nationalist uprisings.

The Hotel Moskva (Moscow) in Moscow was said to have been built with mismatched side wings because Stalin had mistakenly signed off both of the proposals submitted, and the architects had been too afraid to clarify the matter. (The hotel had actually been built by two independent teams of architects with differing ideas.)

A caricature of "Stalin a great friend of religion", when churches were allowed to be opened during World War II.
A caricature of "Stalin a great friend of religion", when churches were allowed to be opened during World War II.

Religion

Stalin's role in the fortunes of the Russian Orthodox Church is complex. Continuous persecution in the 1930s resulted in its near-extinction: by 1939, active parishes numbered in the low hundreds (down from 54,000 in 1917), many churches had been leveled, and tens of thousands of priests, monks and nuns were persecuted and killed. Over 100,000 were shot during the purges of 1937–1938.[40] During World War II, the Church was allowed a revival as a patriotic organization, after the NKVD had recruited the new <a href="/wiki/Metropo