Byzantine Greeks

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Byzantine Greeks or Byzantines or Romaioi, is a conventional term used by modern historians to refer to the medieval Greek or Hellenized citizens of the Byzantine Empire, centered mainly in Constantinople, the southern Balkans, the Greek islands, Asia Minor (modern Turkey) and the large urban centres of the Near East and Northern Egypt. In systems of historiography such as Arnold J. Toynbee's, where Byzantium is defined as a civilisation rather than a state, the term "Byzantine Greek" is restricted to the inhabitants of the Byzantine Empire, while "Byzantine" can refer to any medieval state of the Orthodox faith (such as Moscovite Russia).[1] The terms Byzantine Empire and Byzantine Greeks were introduced in the English-speaking literature by Sir George Finlay in 1851, in his "History of Greece, from its Conquest by the Crusaders to its Conquest by the Turks".

During most of the Middle Ages, the Byzantine Greeks identified themselves as Romaioi ("Romans", meaning citizens of the Roman Empire), a term which in the Greek language had become synonymous to "Christian Greek", though in Latin it never lost its original meaning.[2] The ancient name Hellene was in popular use synonymous to a pagan, and was revived as an ethnonym in the Middle Byzantine period (11th century).[3] While in the West the term "Roman" acquired a new meaning in connection with the church and the bishop of Rome, the Greek form "Romaioi" remained attached to the Greeks of the Eastern Empire.[4]

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[edit] Byzantine Greek language

Since as early as the Hellenistic era, Greek had been the lingua franca of the Eastern Mediterranean, spoken natively in the southern Balkans, the Greek islands, Asia Minor and the ancient and Hellenistic Greek colonies of Western Asia and Northern Africa. This continued after Roman expansion in the region. Latin was also introduced by Roman administration but nearly all significant literature was written in Greek.[5] After the reforms of Constantine the Great the ancient Greek city of Byzantium became Constantinople and the "Greek East" gradually evolved into a separate political and cultural entity, having Greek as its main language, while Latin was used as an official language of administration. However Latin had never been a spoken language in the East, and it was gradually displaced by Greek in all sectors. The evolution from the Eastern Roman into the Byzantine Empire, properly speaking, starts with the reign of Heraclius, when Greek replaced Latin completely in law and administration. At the same time the Empire lost most of its non-Greek speaking territories in the near East and Africa, along with its second largest city, Alexandria.

The main vernacular language of the Eastern or Byzantine Empire had been Medieval Greek, spoken natively in Constantinople and the largest part of the empire. Spoken Medieval Greek was an evolution of Koine Greek, which was the popular language of the Hellenistic world, and an intermediary stage between ancient and Modern Greek. Written Greek varied considerably, embracing an archaising "high" style which imitated classical Attic, and a moderate "middle" style continuing the tradition of written Koine. Relatively few written specimens of the spoken or "low" variety of the vernacular language have been preserved. The resulting diglossia of the Greek-speaking world (which had already started in ancient Greece) continued under Ottoman rule and persisted in the modern Greek state until 1976 - although Atticist Greek remains the official language of the Greek Orthodox Church. As shown in the poems of Ptochoprodromos, an early stage of Modern Greek had already been shaped by the 12th century AD and possibly earlier. Vernacular Greek continued to be known as "Romaic" up until the 20th century.

[edit] A Greco-Roman heritage

Byzantinist August Heisenberg (1869-1930) defined the Byzantine Empire as "the Christianised Roman empire of the Greek nation".[6] Byzantium was primarily known as the Empire of the Greeks due to Greek linguistic, cultural, and demographic dominance.[7]

From an evolutionary standpoint, it was a multi-ethnic empire that emerged as a Christian empire, soon comprised the Hellenized empire of the East and ended its thousand-year history, in 1453, as a Greek Orthodox state: an empire that became a nation, almost by the modern meaning of the word.[8] The presence of a distinctive and historically rich literary culture was also hugely important in the division between 'Greek' East and 'Latin' West and thus the formation of a new identity, albeit by the same name.[9]

Byzantines ruled a multi-ethnic empire where the Hellenic element was predominant, especially in the later period.[10] As the direct continuation of the eastern half of the Roman Empire, the Byzantines laid an exclusive claim to the Roman imperial position, and indirectly laid claim to all Christian lands. After Charlemagne, the Latin West, for the most part, ignored such Byzantine claims and viewed the Byzantine state as an "Empire of the Greeks". Attitudes further soured after the Great Schism, when the Byzantines were seen as schismatic heretics. Some Byzantine Greek intellectuals responded by claiming for themselves the glories of ancient Hellas. Averil Cameron argues that ethnicity is a modern concept, which medieval peoples would not have recognized, and that the inhabitants of the Byzantine Empire were not a 'people' in any ethnic sense.[11] Demetrios J. Constantelos agrees that the Byzantine Greeks (or at least the Church Fathers) emphasized the value of their culture and language rather than racial characteristics in order to identify themselves.[12] However, Constantelos finds that the overwhelming majority of "Byzantines" regarded the ancient Greeks as their ancestors. Moreover, they possessed an ethnic identity in which they referred to themselves as Graikoi (Γραικοί).[13] Therefore, the "Byzantines" self-identified as Roman citizens of Greek descent, culture, and language who adhered to Orthodox Christianity.

The cultures of the Latin West and the Greek East were split due to religious issues regarding recognition of the Pope, procession of the Holy Ghost, purgatory, clerical celibacy, etc. If these questions were ever resolved, then the two cultures would be reunited in a new "Romanity."

Yet, the pretense of Romanity began to wear thin in the age of the Crusades. The result of the Battle of Manzikert was to make a largely Greek monarchy of what had been an ecumenical Empire. After that battle Armenia, Syria and central Anatolia were permanently lost to the Seljuk Turks, and the map of the Byzantine Empire coincided to a very large extent with the areas of Greek colonisation in the ancient world, and also with those areas where speakers of the modern language were to be found up until the population exchanges of the early 20th century. The markers of identity (spoken language and state) that were to become a fundamental tenet of nineteenth-century nationalism throughout Europe became, by accident, a reality during a formative period of medieval Greek history.[14]

In other words, the Byzantines of the 12th century had something very like a national identity, in the modern sense of the term, foisted on them. An identity, moreover, which Greek-speakers in later centuries never quite lost sight of, and which in the long run proved more enduring than the older Byzantine model of universal empire that was maintained at an official level until 1453.[14]

[edit] Common Byzantine self-perception

Within Byzantium, a Greek or Hellenized citizen of the Byzantine Empire was generally called a Ῥωμαῖος (Rhōmaîos), which was first of all defined in opposition to a foreigner, ἐθνικός (ethnikós).[15] The Byzantine Greek perception of "Romanity" was different from that of their contemporaries. Romaic had been the name of the vulgar Greek language, as opposed to "Hellenic", its literary form. Greek (Γραικός) had been merged with Romaic (Ρωμιός), to mean a Greek-speaking (and ethnic Greek) Orthodox Christian. There was always a question of indifference or neglect of everything not Greek, therefore "barbarian". At the same time, the popular definition of Hellene (Ἕλλην, which is today a synonym of Greek), was that of a pagan. Yet most Byzantine emperors would list neither Augustus nor Pericles among their ancestors, but Constantine the Great and Justinian, and the Christian emperors of Constantinople.[16]

In official discourse, "all inhabitants of the empire were subjects of the emperor, and therefore Romans." Thus the primary definition of Rhōmaios was "political or statist."[10] In order to succeed in being a full-blown and unquestioned "Roman" it was best to be a Greek Orthodox Christian and a Greek-speaker, at least in one's public persona. Yet the cultural uniformity which the Byzantine church and the state pursued through Orthodoxy and the Greek language was not sufficient to erase distinct identities, nor did it aim to.[10] The Byzantines had no tradition of actively propagating their own culture or of actively combating foreign people or foreign elements in their society. The highest compliment that could be paid to a foreigner was to call him ἀνδρεῖος Ῥωμαιόφρων (andreîos Rhōmaióphrōn, roughly "a Roman-minded fellow").[15]

Often one's local (geographic) identity could outweigh one's identity as a Rhōmaios. The terms ξένος (xénos) and ἐξωτικός (exōtikós) denoted "people foreign to the local population," regardless of whether they were from abroad or from elsewhere within the empire.[15] "When a person was away from home he was a stranger and was often treated with suspicion. A monk from western Asia Minor who joined a monastery in Pontus was 'disparaged and mistreated by everyone as a stranger'. The corollary to regional solidarity was regional hostility."[17]

Despite these dynamics, the "Byzantines" continued to utilize Greek ethnonyms for purposes of self-identification.[18]

[edit] Revival of ethnicity

Beginning in the twelfth century, certain Byzantine Greek intellectuals began to use the ancient Greek ethnonym Ἕλλην (Héllēn, in popular use a "pagan") in order to describe Byzantine civilisation.[19] The use of the term accelerated following the Greco-Latin clashes of the 12th century, such as the massacre of all foreigners in Constantinople in 1182, and especially the occupation of Constantinople by the Crusaders in 1204.[20]

During that period, Theodore Lascaris tried to revive Hellenic tradition by fostering the study of philosophy, for in his opinion there was a danger that philosophy might abandon the Greeks and seek refuge among the Latins. Philosophy and Classical Greek studies had always been popular in Byzantium but never in such a patriotic context. In a letter to Pope Gregory IX, the Byzantine Emperor John Vatatzes claimed to have received the gift of royalty from Constantine the Great, and put emphasis on his Hellenic descent, exalting the wisdom of the Greek people. He was presenting Hellenic culture as an integral part of the Byzantine polity in defiance of Latin claims. Byzantine Greeks had always felt superior for being the inheritors of a more ancient civilisation, but such ethnic identifications had not been popular up until then.[21] Hence in the context of increasing Venetian and Genoese power in the eastern Mediterranean, Hellenic patriotism took deeper root among the Byzantine elite, on account of a desire to distinguish themselves from the Latin West,[22] and to lay legitimate claims to Greek-speaking lands.

However, Hellenic patriotism went even further, attempting to set boundaries between the various Greek royal families who laid competing claims to the throne of Constantinople (then under Latin rule). The theory that Constantine the Great had moved the Imperial capital to a Greek city for "racial" reasons (allegedly wishing to transfer Roman rule to the Greeks), gave birth to a new question: which of the Byzantine states was the "most Greek", and therefore worthy of ruling the "Roman Empire"? With that in mind, George Acropolites, a Byzantine historian of the Nicaean Empire, fixed the Pindos mountain chain as the boundary between Epirus and what Nicaean Greeks called "our Hellenic land", thus disqualifying the Greeks of the Despotate of Epirus as potential Roman rulers.[21]

Claims to Hellenic ethnicity were continued and augmented throughout the Palaiologan dynasty. The scholar, teacher and translator, John Argyropoulos addressed John VIII Palaiologos as Sun King of Hellas and urged the last Emperor, Constantine XI, to proclaim himself King of the Hellenes. During the same period, the neo-platonic philosopher George Gemistos Plethon boasted "We are Hellenes by race and culture," and proposed a re-born Byzantine Empire following a utopian Hellenic system of government centered in Mystras.[23]

[edit] Western perception

In the eyes of the West, after the coronation of Charlemagne, the Byzantines were not acknowledged as the inheritors of the Roman Empire. Byzantium was rather perceived to be a corrupted continuation of ancient Greece, and was officially known for most of its history as the Empire of the Greeks or Kingdom of Greece. Such denials of Byzantium's Roman heritage and ecumenical rights would instigate the first resentments between Greeks and Latins. Popular Western opinion is reflected in the Translatio militiae, whose anonymous Latin author states that the Greeks had lost their courage and their learning, and therefore did not join in the war against the infidels. In another passage the Ancient Greeks are praised for their military skill and their learning, by which means the author draws a contrast with contemporary Byzantine Greeks, who were generally viewed as a non-warlike and schismatic people.[16][24]

A major turning point in how both sides viewed each other is perhaps the massacre of Latins in Constantinople in 1182, a major source for Western interpretations of the Byzantines, particularly during this event is William of Tyre, a historian of the Crusades. He described the Greek nation as a a brood of vipers, like a serpent in the bosom or a mouse in the wardrobe evilly requite their guests, highlighting the strained relations between both ethnic groups as a result of the Crusades and the Schism, which helped to define the modern identity of the Greek nation.[25]

[edit] References

  1. ^ Cyril A. Mango. Oxford History of Byzantium.
  2. ^ Steven Runciman. The Great Church in Captivity, p. 301.
  3. ^ Cameron, Averil. The Byzantines, London (2006), p. 7
  4. ^ Encyclopedia Britannica. "History of Europe: The Romans", 2008, O.Ed.
  5. ^ Simon Goldhill. Being Greek Under Rome: Cultural Identity, the Second Sophistic and the Development of Empire.
  6. ^ Winnifrith, Tom and Murray, Penelope. Greece Old and New. Macmillan, 1983, ISBN 0333278364, p. 113. "For August Heisenberg the Byzantine empire was 'the Christianised Roman empire of the Greek nation'."
  7. ^ Cf. Lapidge, Michael. The Blackwell Encyclopaedia of Anglo-Saxon England. Blackwell Publishing, 1998, ISBN 0631224920, p. 79.
    * Byzantine Empire - Encarta © 1993-2007 Microsoft Corporation.
    * Byzantine Empire - Columbia Encyclopedia: "Greek was the prevalent language, but Latin long continued in official use." The Columbia Encyclopedia, Sixth Edition. Columbia University Press, 2004. Licensed from Lernout & Hauspie Speech Products N.V.
    * Gross, Feliks. Citizenship and Ethnicity: The Growth and Development of a Democratic Multiethnic Institution. Greenwood Publishing Group, 1999, ISBN 0313309329, p. 45.
    * Moravcsik, Gyula. Byzantium and the Magyars. Hakkert, 1970, pp. 11-12.
    * Davies, Norman. Europe: A History. Oxford University Press, 1996, ISBN 0198201710, p. 135.
  8. ^ Helene Ahrweiler. Les Europeens. Herman (Paris), 2000, p. 150.
  9. ^ Fergus Miller. Rome, The Greek World and the East, Volume 2: Government, Society and Culture in the Roman Empire, p. 297.
  10. ^ a b c H. Ahrweiler and A.E. Laiou, eds., Studies on the internal diaspora of the Byzantine Empire (Washington, 1998), vii.
  11. ^ A. Cameron, The Byzantines. Oxford, 2006, p. 8.
  12. ^ Constantelos, Demetrios J. (2004-09-12). "Christian Hellenism and How the Byzantines Saw Themselves". Orthodox News (The National Herald). Archived from the original on 2006-05-26. http://web.archive.org/web/20060525203525/http://www.orthodoxnews.netfirms.com/137/How.htm. Retrieved on 2008-09-19.  "Hellenism, not in racial but in cultural and linguistic terms was perceived by Church Fathers as propaideia, preparatory for the success of Christianity."
  13. ^ Constantelos, Demetrios J. (2004-09-12). "Christian Hellenism and How the Byzantines Saw Themselves". Orthodox News (The National Herald). Archived from the original on 2006-05-26. http://web.archive.org/web/20060525203525/http://www.orthodoxnews.netfirms.com/137/How.htm. Retrieved on 2008-09-19.  "The overwhelming majority of the "Byzantines" themselves were conscious of their uninterrupted continuity with the ancient Greeks who, although not Christians, were ancestors. Though the adjective Hellene, was used to imply pagan, it never disappeared as an ethnic name. However, the names Greek and Ionian had been extensively used by their neighbors and other people of Europe and the Orient and even by themselves. Graekos, as an ethnic identification, was used often. Priskos, the fifth century historian, relates that, while unofficially on an embassy to Attila the Hun, he had met at Attila’s court someone dressed like a Scythian but who spoke Greek. When Priskos asked him where he had learned the language, he smiled and said that he was a Graikos [Greek] by birth."
  14. ^ a b Roderick Beaton. The Medieval Greek Romance. Cambridge, 1999, p. 9.
  15. ^ a b c H. Ahrweiler, "Byzantine concepts of the foreigner: the case of the nomads," in H. Ahrweiler and A.E. Laiou, eds., Studies on the internal diaspora of the Byzantine Empire (Washington, 1998), pp. 2-3.
  16. ^ a b Krijnie Ciggaar. Western Travellers to Constantinople: the West and Byzantium, 962-1204, cultural and political relations. Leiden, 1996, p. 14.
  17. ^ C. Mango. Byzantium: the empire of new Rome. New York, 1980, Chapter 1.
  18. ^ Constantelos, Demetrios J. (2004-09-12). "Christian Hellenism and How the Byzantines Saw Themselves". Orthodox News (The National Herald). Archived from the original on 2006-05-26. http://web.archive.org/web/20060525203525/http://www.orthodoxnews.netfirms.com/137/How.htm. Retrieved on 2008-09-19.  "In brief, the so-called "Byzantines" identified themselves as Graekoi, Hellenes, and Rhomioi while Western European (Latin, Germanic, Frankish) and Eastern European (Russian, Khazarian, Hebrew) and other non-Greek sources describe them as Greeks and their Empire as Graecia, or "land of the Greeks." The sources we have cited were closer to the events they described, and to the mind of the people they knew. They should be considered more reliable than later writers who invented rather than inherited the perceptions of the past."
  19. ^ C. Mango, "Byzantinism and romantic hellenism," Journal of the Warburg and Courtauld Institutes, 28 (1965), p. 33.
  20. ^ Donald Nicol. The last centuries of Byzantium, 1261-1453. Cambridge, 1993.
  21. ^ a b Michael Angold. Church and society in Byzantium under the Comneni: 1081-1261. Cambridge, 1995, p. 528.
  22. ^ P. Speck. "Badly-ordered thoughts on Philhellenism," in S. Takács, ed., Understanding Byzantium: studies in Byzantine historical sources (Aldershot, 2003), pp. 280-281.
  23. ^ Woodhouse 1986, 109; Sp. Lambros, "Argyropouleia", Athens 1910, 7,29.
  24. ^ Medieval Sourcebook: Urban II: Speech at Council of Clermont.
  25. ^ Holt, Andrew. "Crusades-Encyclopedia: Massacre of Latins in Constantinople, 1182" (2005). "It is said that more than four thousand Latins of various age, sex, and condition were delivered thus to barbarous nations for a price. In such fashion did the perfidious Greek nation, a brood of vipers, like a serpent in the bosom or a mouse in the wardrobe evilly requite their guests—those who had not deserved such treatment and were far from anticipating anything of the kind; those to whom they had given their daughters, nieces, and sisters as wives and who, by long living together, had become their friends."

[edit] See also

[edit] Further reading

  • Peter Charanis. "Ethnic Changes in the Byzantine Empire in the Seventh Century", Dumbarton Oaks Papers 13:23-44 (1959) at JSTOR
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